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Database Systems versus File Systems
This typical file-processing system is supported by a conventional operating system.
The system stores
permanent records in various files, and it needs different application programs
to extract records from, and add records to, the appropriate files. Before
database management systems (DBMSs) came along, organizations usually
stored information in such systems. Keeping organizational information in a file-processing system has a number of major disadvantages:
• Data redundancy and
inconsistency.
Since different
programmers create the files and application
programs over a long period, the various files are likely to have different
formats and the programs may be written in several programming languages. Moreover,
the same information may be duplicated in several places
(files). For example, the address and telephone number of a particular customer may appear
in a file that consists of savings-account records and in a file that
consists of checking-account records. This redundancy leads to higher storage and
access cost. In addition, it may lead to
data inconsistency; that is, the various
copies of the same data may no longer agree. For example, a changed
customer address may be reflected in savings-account
records but not
elsewhere in the system.
• Difficulty in
accessing data. Suppose that one of
the bank officers needs to
find out the names of
all customers who live within a particular postal-code
area. The officer asks
the data-processing department to generate such a list.
Because the designers
of the original system did not anticipate this request,
there is no
application program on hand to meet it. There is, however, an application
program to generate
the list of all customers. The bank officer hasnow two choices: either
obtain the list of all customers and extract the needed
information manually
or ask a system programmer to write the necessary
application program.
Both alternatives are obviously unsatisfactory. Suppose
that such a program
is written, and that, several days later, the same officer
needs to trim that
list to include only those customers who have an account
balance of $10,000 or
more. As expected, a program to generate such a list does
not exist. Again, the
officer has the preceding two options, neither of which is
satisfactory.
The point here is
that conventional file-processing environments do not allow
needed data to be
retrieved in a convenient and efficient manner. More
responsive
data-retrieval systems are required for general use.
• Data isolation. Because data are scattered in various files, and files
may be in
different formats,
writing new application programs to retrieve the appropriate
data is difficult.
• Integrity problems. The data values stored in the database must satisfy
certain
types of consistency constraints. For example, the balance of a bank account
may never fall below
a prescribed amount (say, $25). Developers enforce
these constraints in
the system by adding appropriate code in the various application
programs. However,
when new constraints are added, it is difficult
to change the
programs to enforce them. The problem is compounded when
constraints involve
several data items from different files.
• Atomicity problems. A computer system, like any other mechanical or
electrical
device, is subject to
failure. In many applications, it is crucial that, if a
failure occurs, the
data be restored to the consistent state that existed prior to
the failure. Consider
a program to transfer $50 from account A to account B.
If a system failure
occurs during the execution of the program, it is possible
that the $50 was
removed from account A but was not credited to account B,
resulting in an
inconsistent database state. Clearly, it is essential to database
consistency that
either both the credit and debit occur, or that neither occur.
That is, the funds
transfer must be atomic—it must happen in its entirety or
not at all. It is
difficult to ensure atomicity in a conventional file-processing
system.
• Concurrent-access
anomalies. For the sake of
overall performance of the system
and faster response,
many systems allow multiple users to update the
data simultaneously.
In such an environment, interaction of concurrent updates
may result in
inconsistent data. Consider bank account A, containing
$500. If two
customers withdraw funds (say $50 and $100 respectively) from
account A at
about the same time, the result of the concurrent executions may
leave the account in
an incorrect (or inconsistent) state. Suppose that the programs
executing on behalf
of each withdrawal read the old balance, reduce
that value by the
amount being withdrawn, and write the result back. If the
two programs run
concurrently, they may both read the value $500, and write
back $450 and $400, respectively. Depending on which one writes the value
last, the account may
contain either $450 or $400, rather than the correct value
of $350. To guard
against this possibility, the system must maintain some form
of supervision. But
supervision is difficult to provide because data may be
accessed by many
different application programs that have not been coordinated
previously.
• Security problems. Not every user of the database system should be able to access all the data.
For example, in a banking system, payroll personnel need to see only that part
of the database that has information about the various bank employees. They
do not need access to information about customer accounts. But, since
application programs are added to the system in an ad hoc manner, enforcing
such security constraints is difficult. These difficulties,
among others, prompted the development of database systems. In what follows, we
shall see the concepts and algorithms that enable database systems to solve the problems
with file-processing systems. In most of this book, we use a bank enterprise
as a running example of a typical data-processing application found in a corporation.
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